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Just like most varieties of West Germanic, virtually all varieties of German use a construction in which a cognate of the English verb 'do' (standard German 'tun') functions as an auxiliary and selects another verb in the bare infinitive, a construction known as 'do'-periphrasis or 'do'-support. The present paper provides an Optimality Theoretic (OT) analysis of this phenomenon. It builds on a previous analysis by Bader and Schmid (An OT-analysis of 'do'-support in Modern German, 2006) but (i) extends it from root clauses to subordinate clauses and (ii) aims to capture all of the major distributional patterns found across (mostly non-standard) varieties of German. In so doing, the data are used as a testing ground for different models of German clause structure. At first sight, the occurrence of 'do' in subordinate clauses, as found in many varieties, appears to support the standard CP-IP-VP analysis of German. In actual fact, however, the full range of data turn out to challenge, rather than support, this model. Instead, I propose an analysis within the IP-less model by Haider (Deutsche Syntax - generativ. Vorstudien zur Theorie einer projektiven Grammatik, Narr, Tübingen, 1993 et seq.). In sum, the 'do'-support data will be shown to have implications not only for the analysis of clause structure but also for the OT constraints commonly assumed to govern the distribution of 'do', for the theory of non-projecting words (Toivonen in Non-projecting words, Kluwer, Dordrecht, 2003) as well as research on grammaticalization.
The present paper deals with grammaticalization as a comprehensive model of erosive processes in the history of natural languages, exemplified in German and Brazilian Portuguese. Grammaticalization is conceived of as the reduction of pragmatic versatility, semantic concreteness, syntactic liberty and phonetic substance of linguistic elements. It is subdivided into the processes of lexicalization, which transforms polylexematic into monolexematic elements, and deslexicalization, which reduces lexematic to sublexematic elements. In the middle of these processes stands the lexicon, which is seen as the central stock of linguistic elements. Within the lexicon, the process of grammaticalization continues, from lexical word classes through intermediate classes to grammatical word classes. The lower boundary of the lexicon is a critical threshold, down to which the process of grammaticalization is compensated for by linguistic recycling that leads lexematic elements back into the linguistic circuit, through the formation of new polylexematic units. Beyond this threshold, however, no recycling is possible any more, so that elements which have once lost their lexical character are condemned to disappear in the long run. The different stages of grammaticalization are introduced and illustrated by means of concrete examples, first from Brazilian Portuguese and afterwards from German.